This page contains documents related to establishment and licensing activities for professionals in the capital market sector and is available only in Arabic.
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| Form | WORD | |
|---|---|---|
| Managing Director Form for companies operating in securities |  |
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| Managing Director (Branch Supervision) Form for securities brokerage firms | |
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| Chief Financial Officer (CFO) Form for companies operating in securities | |
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| Internal Auditor Form for companies operating in securities | |
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| Anti-Money Laundering and Counter-Terrorism Financing Officer Form for companies operating in securities | |
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| Broker Form for securities brokerage firms | |
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| Credit Rating Analyst Form for companies operating in securities | |
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| Technical Analyst Form for companies operating in securities | |
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| Financial Analyst Form for companies operating in the securities | |
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| Investment Manager / Portfolio Manager Form for companies operating in securities | |
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| Marketing Manager Form for companies operating in securities | |
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| Account Manager Form for securities brokerage firms | |
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| Risk Manager Form for companies operating in securities | |
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| Head of Internal Audit Form for companies operating in securities | |
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| Research Unit Manager Form for securities brokerage firms | |
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| Back-Office Operations Manager Form for securities brokerage firms | |
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| Branch Manager Form for securities brokerage firms | |
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| Manager Responsible for Securities Purchase Operations Form | |
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| Human Resources Officer Form for companies operating in securities | |
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| Information Systems and Information Security Officer Form for companies operating in securities | |
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Last modified: January 8, 2026